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Retirement Plans Blog

Retirement Plans

ESOP Distribution: Court Decided Validity

Two questions were at the heart of an retirement plan court case involving an ESOP distribution that was decided in 2018: When is a retirement plan distribution a distribution?Is a retirement plan distribution subject to state law or the federal ...
[Read more] about ESOP Distribution: Court Decided Validity

Retirement Plans

Pension Investing: A Bird’s Eye View, Part II

In Part I of this article, we explained how you, as a retirement plan trustee (or the administrative committee responsible for investing plan assets), can better find your way through the fiduciary forest of competing pension plan investments if ...
[Read more] about Pension Investing: A Bird’s Eye View, Part II

Retirement Plans

ERISA Reporting And Disclosure Requirements: Eight Common Mistakes To Avoid

One: Failure to file notice of a blackout period. ERISA reporting and disclosure requirements can be daunting. Retirement plans must provide a notice to plan participants if the participants' ability to direct their investments in the will be ...
[Read more] about ERISA Reporting And Disclosure Requirements: Eight Common Mistakes To Avoid

Retirement Plans

It’s Alive – Posthumous QDROs

A small item in the Pension Protection Act of 2006 (PPA) revived the viability of qualified domestic relations orders (QDROs) entered after the death of a participant. This should concern family law attorneys, employers, plan administrators and ...
[Read more] about It’s Alive – Posthumous QDROs

Retirement Plans

Automatic Enrollment – Time To Plan & Act

Saving for retirement is an important issue facing employers and employees alike. With Social Security's long-term viability in question, employees must be actively involved in creating their own retirement nest egg. One of the best ways an employee ...
[Read more] about Automatic Enrollment – Time To Plan & Act

Retirement Plans

Third Party Administrator Agreements: What To Include

Once you've gone through all the trouble and expense of figuring out what types of retirement plan administration services you require and the specific type of TPA that will best meet those needs, you need to have a clear and comprehensive written ...
[Read more] about Third Party Administrator Agreements: What To Include

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Recent Retirement Plans Posts

Controlled Group or Affiliated Service Group? What That Means for Your 401(k) Plan Compliance

Form 5500: The Role of the Accountant and the Audit Report

Coverage Rules For 401(k)’s and Other Qualified Plans – Part 3. Average Benefit Test and the Minimum Participation Rule

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Our experienced team guides you in all aspects of ESOPs, M&A due diligence, retirement plans, equity / compensation, and health and welfare benefits.
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