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Health & Welfare

Employee Aggregation Rules: Leased Employees

Fourth And Final (Whew!!) Of A Series In our first three action-packed episodes on the aggregation of employers and employees, we spent a dark and stormy night with the owners of SMALLCO and SMALL Vineyards and their advisors learning about the ...
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Retirement Plans

Pension Actuaries: Do You Need One For Your Plan?

The role of the pension actuary on the retirement plan team … Actuaries are well trained in determining pension liabilities and costs and can often quote the pension sections of the Internal Revenue Code verbatim. But do you need one? Do you have ...
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Retirement Plans

The Employee Plans Compliance Resolution System (EPCRS): When Haste DOESN’T Make Waste

I can still hear my mother saying it, "Haste makes waste, Marcel." And it is true in many situations – acting too quickly can cause mistakes that waste time and money. But it isn't always the case with qualified plan failures. In most cases, timely ...
[Read more] about The Employee Plans Compliance Resolution System (EPCRS): When Haste DOESN’T Make Waste

Retirement Plans

Safe Harbor Plans: Does Your 401(k) Need To Be One?

Does your Code section 401(k) plan keep failing the nondiscrimination tests? Or are your highly compensated employees (HCEs) unable to defer as much as they would like because of the low level of deferrals by the nonhighly compensated employees ...
[Read more] about Safe Harbor Plans: Does Your 401(k) Need To Be One?

Retirement Plans

SIMPLE 401(k) Versus A Safe Harbor 401(k): The Pros And Cons For Your Small Business

A small employer may find that converting its 401(k) plan into a "SIMPLE" 401(k) plan is preferable to adopting a traditional safe harbor 401(k) plan. What is a SIMPLE 401(k) plan? It is a 401(k) plan under which the employer makes either ...
[Read more] about SIMPLE 401(k) Versus A Safe Harbor 401(k): The Pros And Cons For Your Small Business

ESOP

Succession Planning And The ESOP

Evaluating whether an ESOP is appropriate when it’s time to sell the business… In ESOPs: The Three Types, we explain the three basic ways an Employee Stock Ownership Plan (ESOP) can be used to effectively motivate employees to increase ...
[Read more] about Succession Planning And The ESOP

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Recent ESOP Posts

ESOPs Don’t Improve Company Performance? What?

ESOPs as an Exit Strategy

The Epic Tale of the RobbJack Corporation ESOP– An Interview with Their Chairman of the Board, Mr. David Baker

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